CHAPTER
EFFECT OF
"CHANGED CONDITIONS" ON
THE QUINTUPLE GUARANTEE
The foregoing chapter having discussed the nature of the Quintuple guarantee, the next step will be to examine the question of the duration of its validity.
In due consideration of the fluctuating character of international relations, state treaties which not merely sanction an existing state of affairs but look into the future are in modern times as a rule concluded for specified periods, at the expiration of which they cease to be binding automatically. In earlier days, however, treaties between two or more states were frequently concluded without the stipulation of any time limit, concerning their validity; and an example of this category of international contracts presents itself in the Quintuple Treaty.
The question is: does international law consider such treaties as eternally binding the contractants?—or do the established rules permit the contracting
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EFFECT OF "CHANGED
CONDITIONS" 133
parties to expressly or tacitly abrogate those treaties, in the course of time?
The general doctrine, concerning this question, is appropriately expressed in the following words of Wharton, a high American authority on international law:
"In most of the
old treaties were inserted the 'clausula rebus sic stantibus,'
by which the treaty might be construed as abrogated when material
circumstances on which it rested changed. To work this effect it is not
necessary that the facts alleged to have changed should be material conditions.
It is enough if they were strong inducements to the party asking abrogation.
"The maxim Conventio omnis intellegitur rebus sic stantibus is held to apply to all cases in
which the reason for a treaty has failed, or there has been such a change of
circumstances as to make its performance impracticable except at an
unreasonable sacrifice."1
The foregoing principle is,
evidently, in perfect accord with the views on this subject of Sir Edward Grey
who, on
"I am not able
to subscribe to the doctrine of those who have held in this House what plainly
amounts to an assertion that the simple fact of the existence of a guarantee is
binding on every party to it, irrespective altogether
1 Quoted in J. B. Moore's Digest of
International Law, Vol. V, page 319.
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of the particular position in which
it may find itself when the occasion for acting under the guarantee arises. The
great authorities upon foreign policy to whom I have been accustomed to listen,
such as Lord Aberdeen and Lord Palmerston, never to
my knowledge took that rigid and, if I may venture to say so, that
impracticable view of the guarantee."1
Mr. Gladstone's view, with which the present British Foreign Secretary has identified himself, is upheld by a number of the highest authorities on international law, as the following quotations may prove.
Hannis Taylor, a prominent American exponent of
international law, says that the conditions of international existence are so
unstable, and to enforce a contract between states, after the state of facts
upon which it was founded has substantially changed, is so difficult, that all
such agreements are necessarily made subject to the general understanding that
they shall cease to be obligatory as soon as the conditions under which they
were contracted are essentially altered. He cites the case of
1 M. P. Price, Diplomatic History of the War,
Appendix, page 93.
EFFECT OF "CHANGED
CONDITIONS" 135
upon the ground of "altered conditions," asserting that
"The treaty of 1856 had not escaped the modifications to which most European transactions had been exposed and in the face of which it would be difficult to maintain that the written law . . . retains the moral validity which it may have possessed at other times."1
J. N. Pomeroy, another high American authority on international law, points out that, since nothing is perpetual in mundane affairs except change, such a thing as a perpetual treaty does not really exist. The dead cannot be allowed indefinitely to control the destinies of the living, nor to fetter the wings of progress or development. He says:
"It should be remembered that the nature of treaties between nations discloses to us features which ought to distinguish these treaties from compacts between individuals. In fact, nations have an indefinite existence. All the generations to come, without having consented in person, find themselves bound by the act of a generation which concluded the convention; the stipulations of the treaty, by the lapse of years or by subsequent changes, may become so opposed to the manners, to the situation of the respective Powers, to the state of their industry, of their commerce, of their forces of every kind, that, justly, these stipulations should not longer be maintained."2
The above quotation from Pomeroy is almost identical with the opinion of the great French law-
1 A Treatise on International Public Law, Sects. 394 and 395.
2 Lectures on International Law, page 352.
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yer Theodore Ortolan on the same subject, expressed in the famous work Regles Internationales et Diplomatie de la Mer.
The same opinion with regard to the influence of "altered conditions" on international treaties is expressed by the great Russian authority on inter-national law, G. F. de Martens, in his "Precis du Droit des Gens Moderne de l'Europe." He quotes the following sentence from the French publicist Sylvestre Pinheiro-Ferreira:
"I speak of those treaties
which Governments sometimes make with a clause that they shall remain binding forever,
or, at least, until both the contracting parties agree to rescind or to
modify them. Such conventions never have been, nor should they be, taken
literally, for it would be absurd to suppose that the present generation could
have the right to bind future generations by conventions good or bad at the
time of their inception, that the posterity of one contracting party ought to be
sacrificed to the posterity of the other. Treaties bind nations only so long as
the principle upon which their validity rests continues to exist."
The doctrine that, owing to essential changes of the circumstances under which they were concluded, international treaties sink into oblivion, and are no longer binding, not only is a part of international law, but also the most prominent philosophers and statesmen fully recognize and defend this principle as a matter of absolute ethical justice.
There is no authority more respected than John
EFFECT OF "CHANGED
CONDITIONS" 137
Stuart Mill, who expresses his opinion on this subject in an essay on "Treaty Obligations,"1 in the following manner:
"In 1814 and 1815,
a set of treaties were made by a general congress of the states of
"Did any impartial person
blame
1 In Fortnightly Review, N. S. (1870), page 715.
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the treaties, to have opened a negotiation with Napoleon, and entreated him to grant them a voluntary release from their obligations, and if he did not comply with their request to be allowed to desert him, ought they to have faith-fully fought in his defense? Yet it was as true of those treaties as it is of the treaty of 1856, that, disadvantageous and dishonorable as they might be, they had been submitted to as the purchase-money of peace, when the prolongation of war would have been most disastrous; for, had the terms been refused, Napoleon could with ease have conquered the whole of Prussia, and, at least, the German dominions of Austria, which is considerably more, I presume, than England and France could have done to Russia, after the fall of Sebastopol. . . .
"What means, then, are there of reconciling, in the greatest practicable degree, the inviolability of treaties and the sanctity of national faith, with the undoubted fact that treaties are not always fit to be kept, while yet those who have imposed them upon others weaker than themselves are not likely, if they retain confidence in their own strength, to grant a release from them? To effect this reconcilement, so far as is capable of being effected, nations should be willing to abide by two rules. They should abstain from imposing conditions which, on any just and reasonable view of human affairs, can not be expected to be kept. And they should conclude their treaties as commercial treaties are usually concluded, only for a term of years.
"If these principles are sound it remains to be considered how they are to be applied to past treaties, which, though containing stipulations which, to be legitimate, must be temporary, have been concluded without such limitation, and are afterwards violated, or as by Russia at present, repudiated, on the assumption of a right superior to the faith of engagements.
EFFECT OF "CHANGED
CONDITIONS" 139
"It is the
misfortune of such stipulations, even if as temporary arrangements they might
have been justifiable, that if concluded for permanency they are seldom to be
got rid of without some lawless act on the part of the nation bound by them. If
a lawless act, then, has been committed in the present instance, it does not
entitle those who imposed the conditions to consider the lawlessness only, and
to dismiss the more important consideration whether, even if it was wrong to
throw off the obligation, it would not be still more wrong to persist in
enforcing it. If, though not fit to be perpetual, it has never been imposed in
perpetuity, the question when it becomes right to throw it off is but a
question of time. No time having been fixed,
Prince Bismarck, one of the greatest statesmen of all times, expresses his views on the influence of "changed conditions" on existing treaties in the following words:1
"Such a guarantee [as an organic connection between the German Empire and Austria-Hungary, which should not be published like ordinary treaties, but should be incorporated in the legislation of both empires and require
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for its dissolution a new
legislative act on the part of one of them] has a tranquilizing effect on the
mind; but whether it would stand the actual strain of events may reasonably be
doubted when it is remembered that the Constitution of the Holy Roman Empire,
which in theory had much more effective sanctions, yet failed to assure the
cohesion of the German nation, and that we should never be able to embody our
relation with Austria in any more binding treaty-form than the earlier
confederation treaties, which in theory excluded the possibility of the battle
of Koniggratz. All contracts between great states
cease to be unconditionally binding as soon as they are tested by 'the struggle
for existence.' No great nation will ever be induced to sacrifice its existence
on the altar of fidelity to contract when it is compelled to choose between the
two. The maxim 'ultra posse nemo obligator' holds
good in spite of all treaty formulas whatsoever, nor can any treaty guarantee
the degree of zeal and the amount of force that will be devoted to the
discharge of obligations when the private interest of those who lie under them
no longer reinforces the text and its earliest interpretation. If, then,
changes were to occur in the political situation of Europe of such a kind as to
make an anti-German policy appear salus publica for Austria-Hungary, public faith could no more
be expected to induce her to make an act of self-sacrifice than we saw
gratitude do during the Crimean war, though the obligation was perhaps stronger
than any (that) can be established by the wax and parchment of a treaty."
The foregoing passages from Mill and Bismarck are cited in full in J. B. Moore's Digest of International Law (vol. V, page 338 and f.) as authorities governing the case. Another passage in Bis-
EFFECT OF "CHANGED
CONDITIONS" 141
marck's "Reflections and Reminiscences" on the same subject puts the matter into a nutshell:
"International
policy is a fluid element which under certain conditions will solidify, but, on
a change of atmosphere, reverts to its original diffuse conditions. The clause 'rebus sic stantibus' is tacitly understood in all treaties that involve
performance."1
So far the opinions of
lawyers and statesmen regarding the influence of "changed conditions"
on the validity of existing treaties—opinions which, often enough, have found
concrete expression in practical politics, especially in
To what extent, in the
case of
l Edition Tauchnitz,
Vol.
2 To cite here only one example:
When, in 1870, there was raised in the House of Commons the question concerning
the validity of the Treaty of Paris of 1814, by which the House of Bonaparte
had been perpetually excluded from the French throne, the British
Under-Secretary for Foreign Affairs replied that that treaty had to be
considered "a dead letter" (see Hansard, 3d
ser., 203, p. 152). Though that
treaty had not been formally abrogated, neither England nor any other signatory
Power considered it binding and enforceable when Napoleon
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At the London Conference, the neutralization of Belgium was decided upon as a political measure, principally British, to safeguard the newly created, weak little kingdom against the danger of French encroachments.1 Ernest Nys, one of Belgium's authorities on International Law, says in this respect: "The idea which inspired the declaration of the permanent neutrality of Belgium was an idea of hostility against France";2 and the Belgian historian F. de Lannoy says, even more explicitly: "The neutrality of Belgium was, thus, a measure of guarantee against France, and had no other significance."3
However, on the one hand,
the days of danger of French encroachments against
With a population of close to eight millions, Belgium surpassed in 1914 not only her neighbor Holland by at least one million and a half, but also every
1 See page 39.
2 Etudes de droit
international et de droit politique, 2e serie, page 133.
3 F. de Lannoy,
Les origines diplomatiques de l'Independance belge.—
EFFECT OF "CHANGED CONDITIONS" 143
one
of the Scandinavian and the Balkan States. With an estimated wealth of nine
thousand millions of dollars, she holds the eighth place among the nations of
the world.1 In 1913, her state revenue
amounted to 146 million dollars, against the 84 millions of
But, above all,
It is plainly evident that this
1 Statistics are taken from the
World Almanac for 1914, and Whitacker's Almanack for 1915.
organization, can put an army of about half a million soldiers into the field, is an absolutely different country from that the affairs of which were under consideration at the London Conference.
As for the conditions in the political aspect of
In 1831,
EFFECT OF "CHANGED
CONDITIONS" 145
solidated into the German Empire.
But, above all, the relations between the
Powers whose representatives deliberated over the affairs of
All those events, however, had so thoroughly changed the conditions under which the Quintuple Treaty was concluded that, notwithstanding its continuing effect as the basic statute for the separation of Belgium from Holland, the guarantee assumed under it by the then Great Powers could not possibly be considered, in 1870, as binding any of the original guarantors, and was, obviously, not considered so by Mr. Gladstone's Government.
In an infinitely lesser degree, taking into consideration the fundamental political changes wrought by the events since 1870, could it be held to be valid at the outbreak of the present war.
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